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Commodity trading advisor

A regulated adviser that manages client money in futures, options on futures and certain forwards, registered with the CFTC and a member of the NFA in the United States.

The label describes registration rather than strategy. Most CTAs run systematic trend or macro programmes, but the category also covers discretionary commodity specialists and short-term traders.

Registration brings disclosure obligations, including a document covering fees, past performance presented in a prescribed format, and risk warnings. Performance must be shown for all programmes, which limits the cherry-picking common elsewhere in alternatives.

CTAs can be accessed through managed accounts, which preserve transparency and control, or through a pooled vehicle run by a commodity-pool operator. The managed account route also lets the investor set their own notional funding level and therefore their own effective leverage.

Related: commodity-pool, managed-futures, trend-following, cftc, nfa, separately-managed-account

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